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sa_forms [2019/03/13 10:09] brumilda |
sa_forms [2023/08/25 10:17] (current) brumilda [Engels] |
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| * {{ ::Risikoprofiel.docx |Risikoprofiel}} | * {{ ::Risikoprofiel.docx |Risikoprofiel}} | ||
| * {{ ::Adviesrekord.docx |Advies rekord}} | * {{ ::Adviesrekord.docx |Advies rekord}} | ||
| - | * {{ ::RISIKOPROFIELVRAELYSnuweeen.docx |RISIKO PROFIEL VRAELYS (Nuwe Een)}} | + | * {{ ::RISIKOPROFIELVRAELYSnuweeen.docx |Risiko Profiel Vraelys (Nuwe Een)}} |
| - | * {{ ::SA_Ontleding_-_Afrikaans_V26.xlsm |SA Ontleding}} | + | * {{ ::SA_Ontleding_-_Afrikaans_V26.xlsm |SA Ontleding}} |
| - | * {{ ::1.SAFORM.docx |Inligting benodig vir u vertroulike finansiële behoeftebepaling}} | + | * {{ ::1.SAFORM.docx |Inligting benodig vir u vertroulike finansiële behoeftebepaling}} |
| + | * {{ ::Aftree_en_beleggings_beplanning_vralys.docx |Aftree en beleggings beplanning vraelys}} | ||
| Line 24: | Line 25: | ||
| * {{ ::Broker_disclosure.docx |Broker disclosure}} | * {{ ::Broker_disclosure.docx |Broker disclosure}} | ||
| * {{ ::Broker_appointment_under_supervision.docx |Broker appointment under supervision}} | * {{ ::Broker_appointment_under_supervision.docx |Broker appointment under supervision}} | ||
| - | * {{ :Broker_appointment.docx |Broker appointment}} | + | * {{ ::Broker_appointment.docx |Broker appointment}} |
| * {{ ::General_Client_Needs_Assessment.docx |General Client Needs Assessment}} | * {{ ::General_Client_Needs_Assessment.docx |General Client Needs Assessment}} | ||
| * {{ ::Client_advice_record.docx |Client advice record}} | * {{ ::Client_advice_record.docx |Client advice record}} | ||
| Line 30: | Line 31: | ||
| * {{ ::Broker_disclosure_under_supervision.docx |Broker disclosure under supervision}} | * {{ ::Broker_disclosure_under_supervision.docx |Broker disclosure under supervision}} | ||
| * {{ ::FICA_RISK_RATING_CHECKLIST.docx|FICA RISK RATING CHECKLIST}} | * {{ ::FICA_RISK_RATING_CHECKLIST.docx|FICA RISK RATING CHECKLIST}} | ||
| + | * {{ ::FIC_RISK_RATING.docx|FIC RISK RATING}} | ||
| + | * {{ ::SA_-_FICA_Risk_Management_and_Compliance_Programme_for_SA.docx|FICA Risk Management and Compliance Programme for SA}} | ||
| * {{ ::SA_Analysis_E_V26.xlsm |SA Analysis}} | * {{ ::SA_Analysis_E_V26.xlsm |SA Analysis}} | ||
| + | * {{ ::1._risk_indicators.docx |Risk Indicators}} | ||
| + | * {{ ::1.1_client_risk_rating.docx |Client Risk Rating}} | ||
| + | * {{ ::1.2_indicators_of_suspicious_and_unusual_transactions.docx |Indicators of Suspicious and Unusual Transactions}} | ||
| + | * {{ ::1.3_glossary_abbreviations.docx |Glossary Abbreviations}} | ||
| + | * {{ ::2._transactional_due_diligence_questionnaire.docx |Transactional Due Diligence Questionnaire}} | ||
| + | * {{ ::2.1_ongoing_due_diligence_questionnaire.docx |Ongoing Due Diligence Questionnaire}} | ||
| + | * {{ ::3._on_boarding_questionnaire_legal_persons.docx |On Boarding Questionnaire Legal Persons}} | ||
| + | * {{ ::4._on_boarding_questionnaire_natural_persons.docx |On Boarding Questionnaire Natural Persons}} | ||
| + | * {{ ::5._domestic_prominent_influential_persons_questionnaire.docx |Domestic Prominent Influential Persons Questionnaire}} | ||
| + | * {{ ::6._on_boarding_questionnaire_partnership.docx |On Boarding Questionnaire Partnership}} | ||
| + | * {{ ::7._on_boarding_questionnaire_trust.docx |On Boarding Questionnaire Trust}} | ||
| + | * {{ ::10._kyc_checklist_for_sout_african_residents.docx |KYC Checklist for South African Residents}} | ||
| + | * {{ ::11._kyc_checklist_for_a_legal_person_foreign_companies.docx |KYC Checklist For A Legal Person Foreign Companies}} | ||
| + | * {{ ::12_kyc_checklist_for_a_partnership.docx |KYC Checklist For A Partnership}} | ||
| + | * {{ ::13_kyc_checklist_for_a_trust.docx |KYC Checklist For A Trust}} | ||
| + | * {{ ::14._kyc_checklist_for_natural_persons_foreign_national.docx |KYC Checklist For Natural Persons Foreign National}} | ||
| + | * {{ ::15._kyc_checklist_for_other_legal_persons_pension_or_provident_fund.docx |KYC Checklist For Other Legal Persons Pension Or Provident Fund}} | ||
| + | * {{ ::16._kyc_checklist_for_sa_legal_person_close_corporations_companies.docx |KYC Checklist For SA Legal Person Close Corporations Companies}} | ||
| + | * {{ ::Reirement_and_Investment_questionnaire.docx |Retirement & Investment questionnaire}} | ||
| + | * {{ ::Smit_Kie_Property_Loss_Claim_Form.docx |Smit Kie - Property Loss Claim Form}} | ||
| + | * {{ ::Old_Mutual_Protect_Referenc_ Guide.pdf |Old Mutual Protect Reference Guide RSA V1.3 (3)}} | ||